FABIAN LAU's

Accreditation

Certification

Professional Accreditation

CFP® - Certified Financial Planner

ChFC®/S - Chartered Financial Consultant Singapore

AEPP® - Associate Estate Planning Practitioner

Elementary Certifications

M5 – Rules and Regulations of Financial Advisory Services

M8 & M8A – Collective Investment Schemes I & II

M9 & M9A – Life Insurance & Investment Linked Policies I & II

HI – Health Insurance

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AEPP

Supplementary Certifications

General Insurance BCP – Basic Insurance Concepts & Principles

General Insurance PGI – Personal General Insurance

General Insurance ComGI – Commercial General Insurance

CFP® Board Code of Ethics

1 Client First

Members shall place the clients interests first; requiring them to act honestly and not place personal gain or advantage before the clients interest.

2 Integrity

Members shall observe high standards of honesty and integrity in conducting their financial planning business and in the provision of financial planning services.

3 Objectivity

Members shall disclose to the client any material limitation on their ability to provide objective financial planning services.

Competence

Members shall provide competent financial planning services and maintain the necessary knowledge and skill to continue to do so in those areas in which the Member is engaged.

5 Fairness

Members shall provide financial planning services in a manner that is fair and reasonable.

6 Diligence

Members shall act with due skill, care and diligence in the provision of financial planning services.

7 Professionalism & Confidentiality

Members shall ensure their conduct does not bring discredit to the financial planning profession.

8 Compliance

Members shall maintain knowledge of

and comply with the Code of Ethics

and Rules of Professional Conduct governing the Members' professional activities.

As a member of the CFP® Board, it is our responsibility to conform to the general standards set out in our professional activities and conduct.

As a member of the CFP® Board, it is our responsibility to conform to the general standards set out in our professional activities and conduct.